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Schedule 13G Amendment No. 1

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

(Amendment No. 1)

Under the Securities Exchange Act of 1934*

 

 

iClick Interactive Asia Group Limited

(Name of Issuer)

Class A ordinary shares, par value of $0.001 per share

(Title of Class of Securities)

G47048 106

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

  1   

Names of Reporting Persons

 

Bertelsmann SE & Co. KGaA

  2  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

    

  4  

Citizenship or Place of Organization

 

Germany

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5    

Sole Voting Power

 

0

   6   

Shared Voting Power

 

2,826,871 ordinary shares. See Item 4.

   7   

Sole Dispositive Power

 

0

   8   

Shared Dispositive Power

 

2,826,871ordinary shares. See Item 4.

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,826,871 ordinary shares. See Item 4.

10  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

    

11  

Percent of Class Represented by Amount in Row (9)

 

9.89%. See Item 4.

12  

Type of Reporting Person

 

CO

 

 

2

  1   

Names of Reporting Persons

 

Bertelsmann China Holding GmbH

  2  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

    

  4  

Citizenship or Place of Organization

 

Germany

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5    

Sole Voting Power

 

0

   6   

Shared Voting Power

 

2,234,783 ordinary shares. See Item 4.

   7   

Sole Dispositive Power

 

0

   8   

Shared Dispositive Power

 

2,234,783 ordinary shares. See Item 4.

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,234,783 ordinary shares. See Item 4.

10  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

    

11  

Percent of Class Represented by Amount in Row (9)

 

7.82%. See Item 4.

12  

Type of Reporting Person

 

CO

 

 

3

  1   

Names of Reporting Persons

 

BAI GmbH

  2  

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

    

  4  

Citizenship or Place of Organization

 

Germany

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5    

Sole Voting Power

 

0

   6   

Shared Voting Power

 

592,088 ordinary shares. See Item 4.

   7   

Sole Dispositive Power

 

0

   8   

Shared Dispositive Power

 

592,088 ordinary shares. See Item 4.

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

592,088 ordinary shares. See Item 4.

10  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

    

11  

Percent of Class Represented by Amount in Row (9)

 

2.07%. See Item 4.

12  

Type of Reporting Person

 

CO

 

 

4

Item 1(a).    Name of Issuer:

    iClick Interactive Asia Group Limited

Item 1(b).    Address of Issuer’s Principal Executive Offices:

    15/F, Prosperity Millennia Plaza

    663 King’s Road, Quarry Bay

    Hong Kong S.A.R.

Item 2(a).    Name of Person Filing:

    Bertelsmann SE & Co. KGaA

    BAI GmbH

    Bertelsmann China Holding GmbH

Item 2(b).    Address of Principal Business Office, or, if none, Residence:

    Bertelsmann SE & Co. KGaA

    Carl-Bertelsmann-Strasse 270, 33311 Gütersloh, Germany

    BAI GmbH

    Carl-Bertelsmann-Strasse 270, 33311 Gütersloh, Germany

    Bertelsmann China Holding GmbH

    Carl-Bertelsmann-Strasse 270, 33311 Gütersloh, Germany

Item 2(c).    Citizenship:

    Bertelsmann SE & Co. KGaA — Germany

    BAI GmbH — Germany

    Bertelsmann China Holding GmbH — Germany

Item 2(d).    Title of Class of Securities:

    Class A ordinary shares, par value of $0.001 per share (the “Class A Ordinary Shares”)

Item 2(e)    CUSIP No.:

    G47048 106

Item 3.    If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is a:

    Not applicable

 

5

Item 4   

Ownership

The following information with respect to the ownership of the Class A Ordinary Shares by each of the reporting persons is provided as of December 31, 2019:

 

Reporting

Person:      

    Amount
Beneficially
Owned:		     Percent of
Class:(1)		     Sole Power to
Vote or Direct
the Vote:		      Shared Power to
Vote or to Direct
the Vote:		     Sole Power to
Dispose or to
Direct the
Disposition of:		      Shared Power to
Dispose or to
Direct the
Disposition of:		  

Bertelsmann SE & Co. KGaA

      2,826,871  (2)      9.89 %      0        2,826,871  (2)      0        2,826,871  (2) 

Bertelsmann China Holding GmbH

      2,234,783  (3)      7.82 %      0        2,234,783  (3)      0        2,234,783  (3) 

BAI GmbH

      592,088  (4)      2.07 %      0        592,088  (4)      0        592,088  (4) 

 

(1)

The percentage of the class of securities beneficially owned by each reporting person is based on 28,584,491 outstanding ordinary shares (being the sum of 23,763,883 Class A Ordinary Shares and 4,820,608 Class B ordinary shares reported as outstanding by the Issuer as of September 30, 2019 in its Form 6-K filed with the SEC on November 27, 2019).

(2)

Includes (i) 2,234,783 Class A Ordinary Shares held by Bertelsmann China Holding GmbH, transferred from Bertelsmann Asia Investments AG on November 29, 2019. Bertelsmann Asia Investments AG and Bertelsmann China Holding GmbH are wholly-owned subsidiaries of Bertelsmann SE & Co. KGaA; and (ii) 592,088 Class A Ordinary Shares held by BAI GmbH. Bertelsmann China Holding GmbH and BAI GmbH are wholly-owned subsidiaries of Bertelsmann SE & Co. KGaA.

(3)

2,234,783 Class A Ordinary Shares held by Bertelsmann China Holding GmbH.

(4)

592,088 Class A Ordinary Shares held by BAI GmbH.

 

Item 5.    Ownership of Five Percent or Less of a Class

    Not applicable

Item 6.    Ownership of More than Five Percent on Behalf of Another Person

    Not applicable

Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

    Not applicable

Item 8    Identification and Classification of Members of the Group

    Not applicable

Item 9    Notice of Dissolution of Group

    Not applicable

Item 10.    Certifications

    Not applicable

 

6

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 5, 2020

 

Bertelsmann SE & Co. KGaA     By:  

/s/ ppa. Dr. Martin Dannhoff / ppa. Julia Neudecker

    Name:   ppa. Dr. Martin Dannhoff / ppa. Julia Neudecker
    Title:   Authorized Signatories
Bertelsmann China Holding GmbH     By:  

/s/ Dr. Michael Kronenburg / Bettina Wulf

    Name:   Dr. Michael Kronenburg / Bettina Wulf
    Title:   Authorized Signatories
BAI GmbH     By:  

/s/ ppa. Thomas Werth / ppa. Dr. Hendrik Horn

    Name:   ppa. Thomas Werth / ppa. Dr. Hendrik Horn
    Title:   Authorized Signatories

 

7

LIST OF EXHIBITS

Exhibit 99.1 — Joint Filing Agreement

 

8

EX-99.1

Exhibit 99.1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A ordinary shares, par value of $0.001 per share, of iClick Interactive Asia Group Limited, a Cayman Islands exempted company, and that this Agreement may be included as an exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 5, 2020.

 

Bertelsmann SE & Co. KGaA     By:  

/s/ ppa. Dr. Martin Dannhoff / ppa. Julia Neudecker

    Name:   ppa. Dr. Martin Dannhoff / ppa. Julia Neudecker
    Title:   Authorized Signatories
Bertelsmann China Holding GmbH     By:  

/s/ Dr. Michael Kronenburg / Bettina Wulf

    Name:   Dr. Michael Kronenburg / Bettina Wulf
    Title:   Authorized Signatories
BAI GmbH     By:  

/s/ ppa. Thomas Werth / ppa. Dr. Hendrik Horn

    Name:   ppa. Thomas Werth / ppa. Dr. Hendrik Horn
    Title:   Authorized Signatories

 

9