SCHEDULE 13G AMENDMENT NO. 2

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

(Amendment No. 2)

Under the Securities Exchange Act of 1934*

 

 

iClick Interactive Asia Group Limited

(Name of Issuer)

Class A ordinary shares, par value of $0.001 per share

(Title of Class of Securities)

G47048 106

(CUSIP Number)

December 31, 2020

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


  1    

  Names of Reporting Persons

 

  Bertelsmann SE & Co. KGaA

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Germany

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

   5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

   Check if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11  

  Percent of Class Represented by Amount in Row (9)

 

  0

12  

  Type of Reporting Person

 

  CO


  1    

  Names of Reporting Persons

 

  Bertelsmann China Holding GmbH

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Germany

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

   5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

   Check if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11  

  Percent of Class Represented by Amount in Row (9)

 

  0

12  

  Type of Reporting Person

 

  CO


  1    

  Names of Reporting Persons

 

  BAI GmbH

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Germany

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With:

   5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  0

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  0

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  0

10  

   Check if the Aggregate Amount in Row (9) Excludes Certain Shares  ☐

 

11  

  Percent of Class Represented by Amount in Row (9)

 

  0

12  

  Type of Reporting Person

 

  CO


Item 1(a).

Name of Issuer:

iClick Interactive Asia Group Limited

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:

15/F, Prosperity Millennia Plaza

663 King’s Road, Quarry Bay

Hong Kong S.A.R.

 

Item 2(a).

Name of Person Filing:

Bertelsmann SE & Co. KGaA

BAI GmbH

Bertelsmann China Holding GmbH

 

Item 2(b).

Address of Principal Business Office, or, if none, Residence:

Bertelsmann SE & Co. KGaA

Carl-Bertelsmann-Strasse 270, 33311 Gütersloh, Germany

BAI GmbH

Carl-Bertelsmann-Strasse 270, 33311 Gütersloh, Germany

Bertelsmann China Holding GmbH

Carl-Bertelsmann-Strasse 270, 33311 Gütersloh, Germany

 

Item 2(c).

Citizenship:

Bertelsmann SE & Co. KGaA — Germany

BAI GmbH — Germany

Bertelsmann China Holding GmbH — Germany

 

Item 2(d).

Title of Class of Securities:

Class A ordinary shares, par value of $0.001 per share (the “Class A Ordinary Shares”)

 

Item 2(e)

CUSIP No.:

G47048 106

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d -2(b) or (c), check whether the persons filing is a:

Not applicable

 

5


Item 4

Ownership

The following information with respect to the ownership of the Class A Ordinary Shares by each of the reporting persons is provided as of December 31, 2020:

 

Reporting Person:

   Amount
Beneficially
Owned:
     Percent of
Class:
    Sole Power to
Vote or Direct
the Vote:
     Shared Power to
Vote or to Direct
the Vote:
     Sole Power to
Dispose or to
Direct the
Disposition of:
     Shared Power to
Dispose or to
Direct the
Disposition of:
 

Bertelsmann SE & Co. KGaA

     0        0     0        0        0        0  

Bertelsmann China Holding GmbH

     0        0     0        0        0        0  

BAI GmbH

     0        0     0        0        0        0  

 

 

Item 5.

Ownership of Five Percent or Less of a Class

Not applicable

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable

 

Item 8

Identification and Classification of Members of the Group

Not applicable

 

Item 9

Notice of Dissolution of Group

Not applicable

 

Item 10.

Certifications

Not applicable

 

6


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: January 27, 2021

 
Bertelsmann SE & Co. KGaA   By:  

/s/ Dr. Martin Dannhoff / Julia Neudecker

  Name:  

Dr. Martin Dannhoff / Julia Neudecker

  Title:   Authorized Signatories
Bertelsmann China Holding GmbH   By:  

/s/ Dr. Michael Kronenburg / Bettina Wulf

  Name:   Dr. Michael Kronenburg / Bettina Wulf
  Title:   Authorized Signatories
BAI GmbH   By:  

/s/ Thomas Werth / Dr. Hendrik Horn

  Name:  

Thomas Werth / Dr. Hendrik Horn

  Title:   Authorized Signatories

 

7


LIST OF EXHIBITS

Exhibit 99.1 — Joint Filing Agreement

 

8

EX-99.1

Exhibit 99.1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A ordinary shares, par value of $0.001 per share, of iClick Interactive Asia Group Limited, a Cayman Islands exempted company, and that this Agreement may be included as an exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of January 27, 2021.

 

Bertelsmann SE & Co. KGaA     By:  

/s/ Dr. Martin Dannhoff / Julia Neudecker

    Name:   Dr. Martin Dannhoff / Julia Neudecker
    Title:   Authorized Signatories
Bertelsmann China Holding GmbH     By:  

/s/ Dr. Michael Kronenburg / Bettina Wulf

    Name:   Dr. Michael Kronenburg / Bettina Wulf
    Title:   Authorized Signatories
BAI GmbH     By:  

/s/ Thomas Werth / Dr. Hendrik Horn

    Name:   Thomas Werth / Dr. Hendrik Horn
    Title:   Authorized Signatories